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ERIK ANDREW SHEPPARD
CRD#: 5534128
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 3015 Grand Ave
MIAMI, FL 33133
Registration History
20082010201220142016201820202022202420262 FIRMS2013 - Present (11 years)BSIGNATOR INVESTORS, INC. (CRD# 468)2009 - 2013 (4 years)BVALMARK SECURITIES, INC. (CRD# 31243)2008 - 2009 (<1 year)
License(s)

State Registrations

B
California 4/9/2013

B
New Jersey 2/1/2016

B
Connecticut 8/10/2017

B
New York 11/4/2016

B
Florida 4/9/2013

B
Texas 2/1/2016

IA
Florida 4/15/2013

IA
Texas 2/2/2016

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
3015 Grand Ave, MIAMI, FL 33133
Registered with this firm since 4/15/2013

B
J.P. MORGAN SECURITIES LLC (CRD#:79)
3015 Grand Ave, MIAMI, FL 33133
Registered with this firm since 4/9/2013

Previous Registration(s)
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B
03/30/2009 - 03/28/2013 SIGNATOR INVESTORS, INC. (CRD#:468) BOCA RATON, FL
B
06/13/2008 - 02/04/2009 VALMARK SECURITIES, INC. (CRD#:31243) MIAMI, FL
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.