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GEORGE CHUI
CRD#: 5534010
IA
Investment Adviser
B
Broker
LPL ENTERPRISE, LLCCRD#: 8733 3343 PEACHTREE ROAD, N.E.
SUITE 700
ATLANTA, GA 30326
Registration History
20082010201220142016201820202022202420262 FIRMS2017 - 2022 (4 years)2 FIRMS2023 - 2023 (<1 year)4 FIRMS2024 - 2024 (<1 year)2 FIRMS2024 - Present (<1 year)BMML INVESTORS SERVICES, LLC (CRD# 10409)2022 - 2023 (<1 year)BP.J. ROBB VARIABLE CORPORATION (CRD# 38339)2022 - 2022 (<1 year)BE*TRADE SECURITIES LLC (CRD# 29106)2013 - 2017 (3 years)BMML INVESTORS SERVICES, LLC (CRD# 10409)2012 - 2013 (1 year)BNORTHWESTERN MUTUAL INVESTMENT... (CRD# 2881)2008 - 2011 (2 years)IAE*TRADE CAPITAL MANAGEMENT, LLC (CRD# 42159)2014 - 2017 (3 years)
Disclosure(s)
View By:
10/22/2019
Financial
Final
License(s)

State Registrations

B
Florida 11/18/2024

B
Pennsylvania 11/14/2024

B
Georgia 11/14/2024

B
South Carolina 11/14/2024

IA
Georgia 11/14/2024

B
Tennessee 11/14/2024

B
Kentucky 11/14/2024

B
Texas 11/14/2024

B
Maryland 11/14/2024

B
Virginia 11/14/2024

B
North Carolina 11/14/2024

B
West Virginia 11/14/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LPL ENTERPRISE, LLC (CRD#:8733)
3343 PEACHTREE ROAD, N.E. SUITE 700, ATLANTA, GA 30326
Registered with this firm since 11/14/2024

B
LPL ENTERPRISE, LLC (CRD#:8733)
3343 PEACHTREE ROAD, N.E. SUITE 700, ATLANTA, GA 30326
Registered with this firm since 11/14/2024

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
09/05/2024 - 11/14/2024 PRUDENTIAL FINANCIAL PLANNING SERVICES (CRD#:5685) ATLANTA, GA
B
09/04/2024 - 11/14/2024 PRUCO SECURITIES, LLC. (CRD#:5685) ATLANTA, GA
IA
03/08/2024 - 08/30/2024 WELLS FARGO ADVISORS (CRD#:19616) ATLANTA, GA
B
03/06/2024 - 08/30/2024 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) ATLANTA, GA
IA
05/04/2023 - 12/22/2023 ST. BERNARD FINANCIAL SERVICES, INC. (CRD#:36956) Roswell, GA
B
03/21/2023 - 12/22/2023 ST. BERNARD FINANCIAL SERVICES, INC. (CRD#:36956) RUSSELLVILLE, AR
B
10/03/2022 - 01/03/2023 MML INVESTORS SERVICES, LLC (CRD#:10409) ATLANTA, GA
B
03/25/2022 - 08/24/2022 P.J. ROBB VARIABLE CORPORATION (CRD#:38339) MEMPHIS, TN
IA
12/05/2017 - 03/09/2022 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) MARIETTA, GA
B
12/05/2017 - 03/09/2022 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) MARIETTA, GA
IA
01/07/2014 - 08/24/2017 E*TRADE CAPITAL MANAGEMENT, LLC (CRD#:42159) ALPHARETTA, GA
B
10/04/2013 - 08/24/2017 E*TRADE SECURITIES LLC (CRD#:29106) ALPHARETTA, GA
B
03/13/2012 - 08/02/2013 MML INVESTORS SERVICES, LLC (CRD#:10409) ATLANTA, GA
B
11/05/2008 - 10/27/2011 NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (CRD#:2881) ATLANTA, GA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.