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LLOYD M DAVIS
CRD#: 5531742
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 19950 W COUNTRY CLUB DR 9TH FL
AVENTURA, FL 33180
Registration History
2010201220142016201820202022202420262 FIRMS2010 - 2019 (9 years)2 FIRMS2019 - Present (5 years)
License(s)

State Registrations

B
California 5/31/2019

B
Michigan 5/31/2019

B
Colorado 5/31/2019

B
New Jersey 5/31/2019

B
Delaware 5/31/2019

B
New York 5/31/2019

B
Florida 5/31/2019

B
North Carolina 5/31/2019

IA
Florida 6/10/2019

B
Ohio 5/31/2019

B
Georgia 5/31/2019

B
Oregon 5/31/2019

IA
Georgia 6/7/2019

B
Pennsylvania 5/31/2019

B
Illinois 5/31/2019

B
South Carolina 5/31/2019

B
Maryland 5/31/2019

B
Vermont 10/25/2022

B
Massachusetts 5/31/2019

SRO Registrations

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
19950 W COUNTRY CLUB DR 9TH FL, AVENTURA, FL 33180
HOLLYWOOD, FL
Registered with this firm since 6/7/2019

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
19950 W COUNTRY CLUB DR 9TH FL, AVENTURA, FL 33180
HOLLYWOOD, FL
Registered with this firm since 5/31/2019

Previous Registration(s)
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IA
03/22/2010 - 06/03/2019 MORGAN STANLEY (CRD#:149777) AVENTURA, FL
B
03/05/2010 - 06/03/2019 MORGAN STANLEY (CRD#:149777) AVENTURA, FL
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.