Individual Firm
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SIMONE LANE
CRD#: 5531641
IA
B
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 831 EAST 2ND STREET
SUITE 101
BENECIA, CA 94510
SUITE 101
BENECIA, CA 94510
CETERA ADVISORS LLCCRD#: 10299 831 EAST 2ND STREET SUITE 101
BENICIA, CA 94510
BENICIA, CA 94510
0
Disclosures
12
Years of Experience
View By:
State Registrations
B
Arizona 9/8/2022
B
Ohio 9/8/2022
IA
California 11/12/2020
B
Oregon 9/8/2022
B
California 9/8/2022
B
Tennessee 4/25/2025
B
Florida 9/8/2022
B
Texas 4/14/2025
B
Mississippi 6/12/2024
IA
Texas 4/14/2025
B
Montana 9/8/2022
SRO Registrations
B
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B
Registered with this firm since 9/8/2022
IA
Registered with this firm since 11/12/2020
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 01/11/2013 - 09/08/2022 | BENICIA, CA | |
IA | 03/02/2016 - 11/12/2020 | Benecia, CA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.