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DAVID JAMES HENRY
CRD#: 5531379
IA
Investment Adviser
B
Broker
THRIVENT INVESTMENT MANAGEMENT INC.CRD#: 18387 190 S Lasalle St
Chicago, IL 60603
Registration History
20082010201220142016201820202022202420262 FIRMS2008 - Present (16 years)
License(s)

State Registrations

B
Arizona 8/15/2014

B
New Mexico 1/2/2020

B
Florida 8/15/2014

B
Tennessee 7/21/2021

B
Illinois 6/18/2008

B
Texas 8/15/2014

IA
Illinois 6/18/2008

IA
Texas 8/19/2014

B
Indiana 10/4/2017

B
Washington 1/7/2021

B
Michigan 10/23/2014

B
Wisconsin 1/21/2009

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
THRIVENT INVESTMENT MANAGEMENT INC. (CRD#:18387)
190 S Lasalle St, Chicago, IL 60603
Registered with this firm since 6/18/2008

B
THRIVENT INVESTMENT MANAGEMENT INC. (CRD#:18387)
190 S Lasalle St, Chicago, IL 60603
Registered with this firm since 6/10/2008

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.