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Ricky Gonzales
RICKY GONZALES JR, Rick Gonzales
CRD#: 5531132
IA
Investment Adviser
B
Broker
EAGLE STRATEGIES LLCCRD#: 110826 8000 IH 10 WEST
SUITE 800
SAN ANTONIO, TX 78230
NYLIFE SECURITIES LLCCRD#: 5167 8000 IH 10 WEST
SUITE 800
SAN ANTONIO, TX 78230
Registration History
201220142016201820202022202420262 FIRMS2020 - 2023 (3 years)IAEAGLE STRATEGIES LLC (CRD# 110826)2024 - Present (1 year)BNYLIFE SECURITIES LLC (CRD# 5167)2023 - Present (1 year)BNYLIFE SECURITIES LLC (CRD# 5167)2011 - 2020 (8 years)
Disclosure(s)
View By:
3/8/2024
Judgment / Lien
License(s)

State Registrations

B
Texas 12/1/2023

IA
Texas 2/15/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EAGLE STRATEGIES LLC (CRD#:110826)
8000 IH 10 WEST SUITE 800, SAN ANTONIO, TX 78230
Registered with this firm since 2/15/2024

B
NYLIFE SECURITIES LLC (CRD#:5167)
8000 IH 10 WEST SUITE 800, SAN ANTONIO, TX 78230
Registered with this firm since 12/1/2023

Previous Registration(s)
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IA
05/18/2020 - 07/18/2023 THRIVENT INVESTMENT MANAGEMENT INC. (CRD#:18387) Cedar Park, TX
B
02/13/2020 - 07/18/2023 THRIVENT INVESTMENT MANAGEMENT INC. (CRD#:18387) Cedar Park, TX
B
02/14/2011 - 01/02/2020 NYLIFE SECURITIES LLC (CRD#:5167) AUSTIN, TX
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.