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RYAN J COLE
CRD#: 5531086
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 100 FEDERAL ST
BOSTON, MA 02110
Registration History
201020122014201620182020202220242026IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2011 - Present (13 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2010 - Present (14 years)BMML INVESTORS SERVICES, INC. (CRD# 10409)2010 - 2010 (<1 year)
License(s)

State Registrations

B
Alabama 3/16/2011

B
New Hampshire 3/16/2011

B
Arizona 3/16/2011

B
New Jersey 7/12/2010

B
California 3/16/2011

B
New Mexico 9/3/2021

B
Colorado 3/16/2011

B
New York 3/16/2011

B
Connecticut 3/9/2011

B
North Carolina 3/16/2011

IA
Connecticut 3/9/2011

B
Ohio 3/16/2011

B
Delaware 1/15/2014

B
Oregon 1/31/2023

B
District of Columbia 1/16/2023

B
Pennsylvania 3/16/2011

B
Florida 3/16/2011

B
Rhode Island 3/16/2011

B
Georgia 5/16/2018

B
South Carolina 3/16/2011

B
Illinois 3/16/2011

B
Tennessee 10/14/2021

B
Kansas 3/16/2011

B
Texas 3/16/2011

B
Maine 3/16/2011

IA
Texas 3/16/2011

B
Maryland 3/16/2011

B
Utah 4/13/2021

B
Massachusetts 3/16/2011

B
Vermont 3/16/2011

B
Minnesota 3/16/2011

B
Virginia 3/16/2011

B
Missouri 12/7/2020

B
Washington 3/16/2011

B
Nevada 2/2/2018

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
100 FEDERAL ST, BOSTON, MA 02110
Registered with this firm since 3/9/2011

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
100 FEDERAL ST, BOSTON, MA 02110
Registered with this firm since 7/12/2010

Previous Registration(s)
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B
02/17/2010 - 03/12/2010 MML INVESTORS SERVICES, INC. (CRD#:10409) PROVIDENCE, RI
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.