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Detailed Report
JEREMY LEE ADAMS
JEREMY L ADAMS, JEREMY ADAMS
CRD#: 5530593
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 489 FURY'S FERRY RD
MARTINEZ, GA 30907
Registration History
201020122014201620182020202220242026IAWELLS FARGO ADVISORS (CRD# 19616)2021 - Present (4 years)BWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2019 - Present (6 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2012 - 2014 (1 year)BNYLIFE SECURITIES LLC (CRD# 5167)2009 - 2012 (2 years)IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2013 - 2014 (1 year)
Disclosure(s)
View By:
10/17/2013
Judgment / Lien
2/9/2012
Judgment / Lien
11/21/2011
Judgment / Lien
License(s)

State Registrations

B
Georgia 2/18/2019
B
South Carolina 6/8/2022
IA
Georgia 4/12/2021
B
Virginia 11/8/2022

SRO Registrations

B
 Cboe BZX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
489 FURY'S FERRY RD, MARTINEZ, GA 30907
Registered with this firm since 4/12/2021
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
489 FURY'S FERRY RD, MARTINEZ, GA 30907
Registered with this firm since 2/4/2019
Previous Registration(s)
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IA
 06/04/2013 - 07/03/2014 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) AUGUSTA, GA
B
 12/05/2012 - 07/03/2014 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) AUGUSTA, GA
B
 08/03/2009 - 04/10/2012 NYLIFE SECURITIES LLC (CRD#:5167) MARTINEZ, GA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.