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JOE MANGIAFICO JR
JOE MANGIAFICO
CRD#: 5529965
IA
B
LPL ENTERPRISE, LLCCRD#: 8733 334 BEECHWOOD RD
STE 304
FT. MITCHELL, KY 41017
STE 304
FT. MITCHELL, KY 41017
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5/31/2002
Criminal
Final Disposition
State Registrations
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Florida 11/18/2024
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Kentucky 11/14/2024
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Indiana 1/17/2025
B
Ohio 11/14/2024
B
Kentucky 11/14/2024
SRO Registrations
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Learn about permitted activities of registered principals
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Registered with this firm since 11/14/2024
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Registered with this firm since 11/14/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 05/20/2020 - 11/14/2024 | Florence, KY | |
B | 04/17/2014 - 11/14/2024 | Florence, KY |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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