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JEREMY WINGO WITHERS
JEREMY W WITHERS
CRD#: 5529818
IA
B
CREATIVEONE SECURITIES, LLCCRD#: 152974 4214 Mayfair Street
Suite E
Myrtle Beach, SC 29577
Suite E
Myrtle Beach, SC 29577
0
Disclosures
12
Years of Experience
View By:
State Registrations
B
Minnesota 4/12/2021
IA
South Carolina 10/31/2018
B
North Carolina 1/18/2019
B
Virginia 10/31/2018
B
South Carolina 10/31/2018
SRO Registrations
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
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Registered with this firm since 10/31/2018
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Registered with this firm since 10/31/2018
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 05/13/2016 - 11/01/2018 | MYRTLE BEACH, SC | |
B | 05/13/2016 - 11/01/2018 | MYRTLE BEACH, SC | |
IA | 01/09/2014 - 05/13/2016 | MYRTLE BEACH, SC | |
B | 01/08/2014 - 05/13/2016 | MYRTLE BEACH, SC | |
IA | 05/31/2013 - 12/16/2013 | MYRTLE BEACH, SC | |
B | 12/07/2012 - 12/16/2013 | MYRTLE BEACH, SC |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.