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FABIOLA ELENA PENALOZA
Fabiola E Penaloza
CRD#: 5528408
IA
B
CREDICORP CAPITAL ADVISORS LLCCRD#: 290081 1111 BRICKELL AVENUE
SUITE 2825
MIAMI, FL 33131
SUITE 2825
MIAMI, FL 33131
CREDICORP CAPITAL LLCCRD#: 136791 1111 BRICKELL AVENUE
SUITE 2825
MIAMI, FL 33131
SUITE 2825
MIAMI, FL 33131
0
Disclosures
7
Years of Experience
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State Registrations
B
Connecticut 1/10/2022
B
New Hampshire 11/18/2020
B
Florida 5/1/2020
B
New York 10/11/2024
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Florida 6/16/2020
SRO Registrations
B
View Exams Passed by the individual in the detailed report
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Registered with this firm since 6/16/2020
B
Registered with this firm since 5/1/2020
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 09/20/2018 - 03/23/2020 | Miami, FL | |
B | 02/06/2009 - 04/05/2010 | MIAMI, FL | |
B | 10/16/2008 - 01/26/2009 | NEW YORK, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.