SCOTT CHARLES WILLMS - Investment Adviser at ROBERT W. BAIRD & CO. INCORPORATED

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Detailed ReportReport

SCOTT CHARLES WILLMS

Scott C Willms

CRD#: 5527550

Investment Adviser

Broker

ROBERT W. BAIRD & CO. INCORPORATEDCRD#: 8158

777 E. WISCONSIN AVENUE
MILWAUKEE, WI 53202-5391

Disclosures

Disclosures

0 Disclosures

Registration History

License(s)

State Registrations

Wisconsin 3/21/2019

SRO Registrations

FINRA

NYSE American LLC

Nasdaq Stock Market

New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.

Current Registration(s)

ROBERT W. BAIRD & CO. INCORPORATED (CRD#:8158)

777 E. WISCONSIN AVENUE, MILWAUKEE, WI 53202-5391

Registered with this firm since 3/21/2019

ROBERT W. BAIRD & CO. INCORPORATED (CRD#:8158)

777 E. WISCONSIN AVENUE, MILWAUKEE, WI 53202

Registered with this firm since 3/21/2019

Previous Registration(s)

th hidden text	th hidden text	Name	Location
IA	07/24/2017 - 03/18/2019	U.S. BANCORP INVESTMENTS, INC. (CRD#:17868)	WEST ALLIS, WI
B	07/24/2017 - 03/18/2019	U.S. BANCORP INVESTMENTS, INC. (CRD#:17868)	WEST ALLIS, WI
IA	02/28/2014 - 07/27/2017	ROBERT W. BAIRD & CO. INCORPORATED (CRD#:8158)	MILWAUKEE, WI
B	09/09/2013 - 07/27/2017	ROBERT W. BAIRD & CO. INCORPORATED (CRD#:8158)	MILWAUKEE, WI
B	06/16/2008 - 09/02/2009	GWFS EQUITIES, INC. (CRD#:13109)	GLENDALE, WI

U.S. BANCORP INVESTMENTS, INC. (CRD#:17868)

WEST ALLIS, WI

07/24/2017 - 03/18/2019

U.S. BANCORP INVESTMENTS, INC. (CRD#:17868)

WEST ALLIS, WI

07/24/2017 - 03/18/2019

ROBERT W. BAIRD & CO. INCORPORATED (CRD#:8158)

MILWAUKEE, WI

02/28/2014 - 07/27/2017

ROBERT W. BAIRD & CO. INCORPORATED (CRD#:8158)

MILWAUKEE, WI

09/09/2013 - 07/27/2017

GWFS EQUITIES, INC. (CRD#:13109)

GLENDALE, WI

06/16/2008 - 09/02/2009

For additional information about investment advisers or broker-dealers, please visit

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Broker

A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.

Investment Adviser

An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.

Disclosures

Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.