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MICHELE KHARDIATA DIATTA
MICHELE DIATTA
CRD#: 5526595
IA
B
WELLS FARGO ADVISORSCRD#: 19616 1753 PINNACLE DR 3RD and 4TH FL
[V1-RBO]
MCLEAN, VA 22102
[V1-RBO]
MCLEAN, VA 22102
0
Disclosures
15
Years of Experience
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State Registrations
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Alabama 8/8/2013
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Missouri 8/8/2013
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Arizona 8/8/2013
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Montana 6/8/2018
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Arkansas 2/3/2020
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Nebraska 11/1/2018
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California 8/8/2013
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Nevada 7/15/2019
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Colorado 8/8/2013
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New Hampshire 10/8/2014
B
Connecticut 4/18/2016
B
New Jersey 8/8/2013
B
Delaware 8/8/2013
B
New Mexico 1/2/2014
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District of Columbia 8/8/2013
B
New York 8/8/2013
B
Florida 8/8/2013
B
North Carolina 8/9/2013
B
Georgia 8/8/2013
B
Ohio 8/9/2013
B
Hawaii 5/31/2022
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Oregon 8/23/2018
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Idaho 5/31/2022
B
Pennsylvania 8/8/2013
B
Illinois 8/8/2013
B
South Carolina 8/8/2013
B
Indiana 8/8/2013
B
Tennessee 6/5/2017
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Iowa 8/8/2013
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Texas 8/8/2013
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Kansas 8/8/2013
IA
Texas 8/19/2013
B
Kentucky 8/8/2013
B
Utah 8/7/2020
B
Maine 8/8/2013
B
Vermont 7/23/2014
B
Maryland 8/8/2013
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Virginia 6/7/2013
B
Massachusetts 8/8/2013
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Virginia 7/25/2013
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Michigan 9/24/2013
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Washington 8/8/2013
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Minnesota 7/2/2018
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West Virginia 8/8/2013
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Mississippi 8/8/2013
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Wisconsin 11/20/2014
SRO Registrations
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Learn about permitted activities of registered principals
B
Registered with this firm since 7/25/2013
IA
Registered with this firm since 6/7/2013
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 07/14/2008 - 09/21/2011 | ALEXANDRIA, VA | |
B | 06/17/2008 - 09/21/2011 | ALEXANDRIA, VA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.