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SCOTT A FICALORA
CRD#: 5526414
IA
Investment Adviser
B
Broker
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 1551 OLD COUNTRY ROAD
PLAINVIEW, NY 11803
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 1130 FRANKLIN AVENUE
GARDEN CITY, NY 11530
Registration History
2008201020122014201620182020202220242026IAFIDELITY PERSONAL AND WORKPLAC... (CRD# 288590)2021 - Present (3 years)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)2008 - Present (16 years)
Disclosure(s)
View By:
12/17/2012
Customer Dispute
Settled
License(s)

State Registrations

B
Connecticut 1/2/2009

B
North Carolina 10/15/2010

B
Florida 1/2/2009

B
Pennsylvania 1/20/2011

B
New Jersey 1/2/2009

B
Texas 4/14/2020

B
New York 10/1/2008

IA
Texas 5/19/2021

IA
New York 5/28/2021

SRO Registrations

B
FINRA

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590)
1551 OLD COUNTRY ROAD, PLAINVIEW, NY 11803
Registered with this firm since 5/19/2021

B
FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)
1130 FRANKLIN AVENUE, GARDEN CITY, NY 11530
NORTHPORT, NY
Registered with this firm since 6/10/2008

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.