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Detailed Report
MICHAEL HAMILTON HOPPER
MICHAEL H. HOPPER, MICHAEL HOPPER
CRD#: 5525881
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 235 W 20TH ST
HOUSTON, TX 77008
Registration History
20082010201220142016201820202022202420262 FIRMS2015 - 2015 (<1 year)2 FIRMS2015 - Present (9 years)BBBVA SECURITIES INC. (CRD# 27060)2013 - 2015 (1 year)BBBVA COMPASS INVESTMENT SOLUTI... (CRD# 17086)2009 - 2013 (3 years)BMETLIFE SECURITIES INC. (CRD# 14251)2008 - 2009 (1 year)IABBVA WEALTH SOLUTIONS INC. (CRD# 110476)2012 - 2015 (2 years)
Disclosure(s)
View By:
4/6/2020
Criminal
Final Disposition
2/8/2018
Financial
Pending
1/14/2013
Customer Dispute
Denied
License(s)

State Registrations

B
Florida 6/21/2019
B
Texas 10/29/2015
B
New York 4/19/2018
IA
Texas 10/29/2015
B
North Carolina 2/6/2023
B
Virginia 10/29/2015
B
Tennessee 10/21/2021
B
Washington 4/6/2021

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
235 W 20TH ST, HOUSTON, TX 77008
2651 KIPLING ST STE 103, HOUSTON, TX 77098
Registered with this firm since 10/29/2015
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
235 W 20TH ST, HOUSTON, TX 77008
2651 KIPLING ST STE 103, HOUSTON, TX 77098
Registered with this firm since 10/29/2015
Previous Registration(s)
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IA
 04/09/2015 - 10/30/2015 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) HOUSTON, TX
B
 04/09/2015 - 10/30/2015 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) HOUSTON, TX
IA
 11/26/2012 - 04/13/2015 BBVA WEALTH SOLUTIONS INC. (CRD#:110476) SUGARLAND, TX
B
 05/16/2013 - 04/13/2015 BBVA SECURITIES INC. (CRD#:27060) SUGAR LAND, TX
B
 10/15/2009 - 05/16/2013 BBVA COMPASS INVESTMENT SOLUTIONS, INC (CRD#:17086) SUGAR LAND, TX
B
 06/12/2008 - 09/15/2009 METLIFE SECURITIES INC. (CRD#:14251) HOUSTON, TX
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.