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Detailed Report
THOMAS MARC HASNY
Thomas Hasny
CRD#: 5524816
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 2825 Wilson Blvd
Arlington, VA 22201
Registration History
20082010201220142016201820202022202420263 FIRMS2014 - 2018 (4 years)2 FIRMS2018 - Present (6 years)BNAVY FEDERAL BROKERAGE SERVICE... (CRD# 138459)2009 - 2014 (4 years)BNYLIFE SECURITIES LLC (CRD# 5167)2008 - 2009 (1 year)IANAVY FEDERAL ASSET MANAGEMENT, LLC (CRD# 144244)2011 - 2014 (2 years)
License(s)

State Registrations

B
Arizona 7/8/2020
B
New Hampshire 2/16/2022
B
California 1/13/2020
B
New Jersey 5/17/2019
B
District of Columbia 10/22/2018
B
New York 5/17/2019
IA
District of Columbia 11/13/2018
B
North Carolina 10/22/2018
B
Florida 8/16/2019
B
Ohio 6/22/2023
B
Georgia 7/31/2020
B
Pennsylvania 9/19/2019
B
Hawaii 3/5/2019
B
Rhode Island 9/5/2023
B
Illinois 10/5/2021
B
Tennessee 5/7/2020
B
Indiana 7/25/2019
B
Texas 8/6/2019
B
Louisiana 4/13/2025
IA
Texas 8/16/2019
B
Maryland 10/30/2018
B
Virginia 10/22/2018
B
Massachusetts 8/19/2022
IA
Virginia 10/22/2018
B
Michigan 9/11/2023
B
Washington 6/21/2022
B
Nevada 10/27/2023
B
West Virginia 6/3/2020

SRO Registrations

B
 BOX Exchange LLC
B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe C2 Exchange, Inc.
B
 Cboe EDGA Exchange, Inc.
B
 Cboe EDGX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Investors' Exchange LLC
B
 Long-Term Stock Exchange, Inc.
B
 MEMX LLC
B
 MIAX Emerald, LLC
B
 MIAX PEARL, LLC
B
 MIAX Sapphire
B
 Miami International Securities Exchange, LLC
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE National, Inc.
B
 NYSE Texas, Inc.
B
 Nasdaq BX, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq MRX, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
2825 Wilson Blvd, Arlington, VA 22201
Registered with this firm since 10/22/2018
B
J.P. MORGAN SECURITIES LLC (CRD#:79)
2825 Wilson Blvd, Arlington, VA 22201
Registered with this firm since 10/22/2018
Previous Registration(s)
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IA
 05/16/2014 - 10/15/2018 TD AMERITRADE INVESTMENT MANAGEMENT, LLC (CRD#:111514) Reston, VA
IA
 05/16/2014 - 10/15/2018 TD AMERITRADE, INC. (CRD#:7870) RESTON, VA
B
 05/08/2014 - 10/15/2018 TD AMERITRADE, INC. (CRD#:7870) RESTON, VA
IA
 06/27/2011 - 04/23/2014 NAVY FEDERAL ASSET MANAGEMENT, LLC (CRD#:144244) VIENNA, VA
B
 10/15/2009 - 04/23/2014 NAVY FEDERAL BROKERAGE SERVICES, LLC (CRD#:138459) VIENNA, VA
B
 07/28/2008 - 10/23/2009 NYLIFE SECURITIES LLC (CRD#:5167) BETHESDA, MD
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.