Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
JOHN CHRISTOPHER ALDEBOT
JOHN C ALDEBOT, JOHN ALDEBOT
CRD#: 5522952
IA
Investment Adviser
B
Broker
ADVICE AND PLANNING SERVICESCRD#: 20472 730 THIRD AVENUE
NYC REGIONAL
NEW YORK, NY 10017
Registration History
2010201220142016201820202022202420262 FIRMS2015 - Present (10 years)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2012 - 2013 (<1 year)BCHASE INVESTMENT SERVICES CORP. (CRD# 25574)2010 - 2012 (2 years)BMML INVESTORS SERVICES, INC. (CRD# 10409)2009 - 2010 (1 year)
License(s)

State Registrations

B
Alabama 6/1/2021
B
Nebraska 6/1/2021
B
Alaska 6/1/2021
B
Nevada 6/1/2021
B
Arizona 6/1/2021
B
New Hampshire 6/1/2021
B
Arkansas 6/1/2021
B
New Jersey 2/4/2015
B
Colorado 6/1/2021
B
New Mexico 6/1/2021
B
Connecticut 2/4/2015
B
New York 2/4/2015
B
Delaware 6/1/2021
IA
New York 5/25/2021
B
District of Columbia 6/1/2021
B
North Carolina 6/1/2021
B
Florida 6/11/2021
B
North Dakota 6/1/2021
B
Georgia 7/1/2021
B
Ohio 6/2/2021
B
Hawaii 6/1/2021
B
Oklahoma 6/1/2021
B
Idaho 6/1/2021
B
Oregon 6/1/2021
B
Illinois 6/1/2021
B
Pennsylvania 6/1/2021
B
Indiana 6/1/2021
B
Rhode Island 6/1/2021
B
Iowa 6/1/2021
B
South Carolina 6/1/2021
B
Kansas 6/1/2021
B
South Dakota 6/1/2021
B
Kentucky 6/1/2021
B
Tennessee 6/1/2021
B
Louisiana 6/1/2021
B
Texas 6/1/2021
B
Maine 6/1/2021
B
Utah 6/1/2021
B
Maryland 6/1/2021
B
Vermont 6/1/2021
B
Massachusetts 6/1/2021
B
Virginia 6/1/2021
B
Michigan 6/1/2021
B
Washington 6/1/2021
B
Minnesota 6/1/2021
B
West Virginia 6/1/2021
B
Mississippi 6/1/2021
B
Wisconsin 6/1/2021
B
Missouri 6/1/2021
B
Wyoming 6/1/2021
B
Montana 6/1/2021

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
ADVICE AND PLANNING SERVICES (CRD#:20472)
730 THIRD AVENUE NYC REGIONAL, NEW YORK, NY 10017
Scarsdale, NY
Registered with this firm since 3/30/2015
B
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (CRD#:20472)
730 THIRD AVENUE NYC REGIONAL, NEW YORK, NY 10017
Scarsdale, NY
Registered with this firm since 2/4/2015
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 10/01/2012 - 01/30/2013 J.P. MORGAN SECURITIES LLC (CRD#:79) PELHAM, NY
B
 08/10/2010 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) PELHAM, NY
B
 01/06/2009 - 05/26/2010 MML INVESTORS SERVICES, INC. (CRD#:10409) WOODBURY, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.