Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
RICHARD HAMILTON OLDHAM
RICK OLDHAM
CRD#: 5522682
IA
Investment Adviser
CREATIVE PLANNINGCRD#: 105348 Kennesaw, GA
Registration History
20132014201520162017201820192020202120222023202420252026IACREATIVE PLANNING (CRD# 105348)2023 - Present (1 year)IAALLWORTH FINANCIAL, L.P. (CRD# 111167)2020 - 2023 (3 years)IARAA (CRD# 108203)2016 - 2020 (3 years)IAADVISOR FINANCIAL SERVICES, LLP (CRD# 110115)2013 - 2016 (3 years)
License(s)

State Registrations

IA
Georgia 5/19/2023
IA
Texas 8/29/2023
Current Registration(s)
IA
CREATIVE PLANNING (CRD#:105348)
Kennesaw, GA
Registered with this firm since 5/19/2023
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 01/07/2020 - 04/21/2023 ALLWORTH FINANCIAL, L.P. (CRD#:111167) SACRAMENTO, CA
IA
 07/06/2016 - 01/07/2020 RAA (CRD#:108203) Kennesaw, GA
IA
 04/04/2013 - 11/14/2016 ADVISOR FINANCIAL SERVICES, LLP (CRD#:110115) WOODSTOCK, GA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.