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Detailed Report
RANJIT SINGH HAYHRE
RAJ HAYHRE, RANJIT S HAYHRE
CRD#: 5522414
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 1500 N. VINE STREET
HOLLYWOOD, CA 90028
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2012 - Present (12 years)BCHASE INVESTMENT SERVICES CORP. (CRD# 25574)2008 - 2012 (4 years)IACHASE INVESTMENT SERVICES CORP. (CRD# 25574)2011 - 2012 (1 year)
Disclosure(s)
View By:
10/14/1999
Criminal
Final Disposition
License(s)

State Registrations

B
Arizona 10/22/2018
B
New Jersey 1/9/2018
B
California 10/1/2012
B
New York 5/21/2013
IA
California 10/1/2012
B
Oregon 9/19/2017
B
Colorado 7/8/2024
B
Pennsylvania 3/14/2023
B
Connecticut 7/22/2022
B
Rhode Island 12/9/2014
B
Florida 10/9/2015
B
South Carolina 2/17/2022
B
Maryland 11/30/2017
B
Texas 10/1/2012
B
Massachusetts 2/11/2016
IA
Texas 9/25/2013
B
Michigan 9/15/2021
B
Utah 10/22/2021
B
Missouri 8/23/2013
B
Virginia 10/18/2018
B
Nevada 12/12/2014

SRO Registrations

B
 BOX Exchange LLC
B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe C2 Exchange, Inc.
B
 Cboe EDGA Exchange, Inc.
B
 Cboe EDGX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Investors' Exchange LLC
B
 Long-Term Stock Exchange, Inc.
B
 MEMX LLC
B
 MIAX Emerald, LLC
B
 MIAX PEARL, LLC
B
 MIAX Sapphire
B
 Miami International Securities Exchange, LLC
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 NYSE National, Inc.
B
 Nasdaq BX, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq MRX, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
1500 N. VINE STREET, HOLLYWOOD, CA 90028
7073 SANTA MONICA BLVD, WEST HOLLYWOOD, CA 90038
Registered with this firm since 10/1/2012
B
J.P. MORGAN SECURITIES LLC (CRD#:79)
1500 N. VINE STREET, HOLLYWOOD, CA 90028
7073 SANTA MONICA BLVD, WEST HOLLYWOOD, CA 90038
Registered with this firm since 10/1/2012
Previous Registration(s)
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IA
 03/11/2011 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) LOS ANGELES, CA
B
 05/23/2008 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) LOS ANGELES, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.