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Detailed Report
ELLEN YUSEM STEWART
ELLEN YUSEM MOLYNEUX, ELLEN Y STEWART, ELLEN JANE YUSEM
CRD#: 5521684
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 3399 PGA BLVD STE 400
PALM BEACH GARDENS, FL 33410
Registration History
20082010201220142016201820202022202420262 FIRMS2010 - 2013 (3 years)2 FIRMS2013 - Present (11 years)BPFS INVESTMENTS INC. (CRD# 10111)2008 - 2010 (2 years)
Disclosure(s)
View By:
12/6/2011
Customer Dispute
Denied
License(s)

State Registrations

B
Alabama 3/26/2024
B
Michigan 10/21/2021
B
Arizona 10/7/2013
B
Missouri 12/4/2020
B
California 9/24/2013
B
New Jersey 9/24/2013
B
Colorado 10/12/2021
B
New York 9/24/2013
B
Connecticut 9/25/2013
B
North Carolina 9/24/2013
B
Florida 9/24/2013
B
Ohio 9/24/2013
IA
Florida 9/25/2013
B
Pennsylvania 9/26/2013
B
Georgia 9/25/2013
B
South Carolina 4/5/2019
B
Illinois 9/24/2013
B
Tennessee 6/2/2020
B
Indiana 5/20/2024
IA
Texas 9/25/2013
B
Kentucky 10/12/2021
B
Texas 10/7/2013
B
Louisiana 7/7/2021
B
Utah 3/5/2019
B
Maine 2/20/2020
B
Vermont 1/18/2023
B
Maryland 9/27/2013
B
Wisconsin 10/15/2021
B
Massachusetts 10/12/2021

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
3399 PGA BLVD STE 400, PALM BEACH GARDENS, FL 33410
JUPITER, FL
Registered with this firm since 9/25/2013
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
3399 PGA BLVD STE 400, PALM BEACH GARDENS, FL 33410
JUPITER, FL
Registered with this firm since 9/24/2013
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 11/22/2010 - 10/03/2013 MORGAN STANLEY (CRD#:149777) NORTH PALM BEACH, FL
B
 10/21/2010 - 10/03/2013 MORGAN STANLEY (CRD#:149777) NORTH PALM BEACH, FL
B
 08/13/2008 - 09/13/2010 PFS INVESTMENTS INC. (CRD#:10111) BOYNTON BEACH, FL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.