Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
KENNETH DEAN PRICE
CRD#: 5520853
IA
Investment Adviser
B
Broker
EAGLE STRATEGIES LLCCRD#: 110826 225 WEST STATION SQUARE DRIVE
SUITE 300
PITTSBURGH, PA 15219
NYLIFE SECURITIES LLCCRD#: 5167 225 WEST STATION SQUARE DRIVE
SUITE 300
PITTSBURGH, PA 15219
Registration History
20002002200420062008201020122014201620182020202220242026IAEAGLE STRATEGIES LLC (CRD# 110826)2013 - Present (11 years)BNYLIFE SECURITIES LLC (CRD# 5167)2008 - Present (16 years)
Disclosure(s)
View By:
6/25/2002
Criminal
Final Disposition
10/22/1999
Criminal
Final Disposition
License(s)

State Registrations

B
Maryland 10/23/2018
B
North Carolina 2/5/2014
B
New Jersey 6/14/2010
B
Ohio 10/21/2018
IA
New Jersey 6/6/2013
B
Pennsylvania 8/12/2014
B
New York 9/10/2009
B
West Virginia 11/8/2018

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EAGLE STRATEGIES LLC (CRD#:110826)
225 WEST STATION SQUARE DRIVE SUITE 300, PITTSBURGH, PA 15219
Registered with this firm since 6/6/2013
B
NYLIFE SECURITIES LLC (CRD#:5167)
225 WEST STATION SQUARE DRIVE SUITE 300, PITTSBURGH, PA 15219
Registered with this firm since 11/12/2008
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.