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Detailed Report
KEVIN J RYAN
KEVIN RYAN
CRD#: 5520025
IA
Investment Adviser
B
Broker
NORTHERN TRUST SECURITIES, INCCRD#: 7927 580 CALIFORNIA STREET
19th Floor
SAN FRANCISCO, CA 94104
Registration History
20082010201220142016201820202022202420262 FIRMS2008 - 2008 (<1 year)2 FIRMS2025 - Present (<1 year)BCHARLES SCHWAB & CO., INC. (CRD# 5393)2011 - 2025 (13 years)IACHARLES SCHWAB & CO., INC. (CRD# 5393)2014 - 2025 (11 years)
License(s)

State Registrations

B
Alabama 2/13/2025
B
Montana 2/13/2025
B
Alaska 2/13/2025
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Nebraska 2/13/2025
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Arizona 2/13/2025
B
Nevada 2/13/2025
B
Arkansas 2/13/2025
B
New Hampshire 2/13/2025
B
California 2/13/2025
B
New Jersey 2/13/2025
IA
California 2/13/2025
B
New Mexico 2/13/2025
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Colorado 2/13/2025
B
New York 2/13/2025
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Connecticut 2/13/2025
B
North Carolina 2/13/2025
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Delaware 2/13/2025
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North Dakota 2/13/2025
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District of Columbia 2/13/2025
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Ohio 2/18/2025
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Florida 2/13/2025
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Oklahoma 2/13/2025
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Georgia 2/13/2025
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Oregon 2/13/2025
B
Hawaii 2/13/2025
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Pennsylvania 2/13/2025
B
Idaho 2/13/2025
B
Rhode Island 2/13/2025
B
Illinois 2/13/2025
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South Carolina 2/13/2025
B
Indiana 2/13/2025
B
South Dakota 2/13/2025
B
Iowa 2/13/2025
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Tennessee 2/13/2025
B
Kansas 2/13/2025
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Texas 2/13/2025
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Kentucky 2/13/2025
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Utah 2/13/2025
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Louisiana 2/13/2025
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Vermont 2/13/2025
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Maine 2/13/2025
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Virgin Islands 2/13/2025
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Maryland 2/13/2025
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Virginia 2/13/2025
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Massachusetts 2/13/2025
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Washington 2/13/2025
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Michigan 2/13/2025
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West Virginia 2/13/2025
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Minnesota 2/13/2025
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Wisconsin 2/13/2025
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Mississippi 2/13/2025
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Wyoming 2/13/2025
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Missouri 2/13/2025

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
NORTHERN TRUST SECURITIES, INC (CRD#:7927)
580 CALIFORNIA STREET 19th Floor, SAN FRANCISCO, CA 94104
Registered with this firm since 2/13/2025
B
NORTHERN TRUST SECURITIES, INC. (CRD#:7927)
580 CALIFORNIA STREET 19th Floor, SAN FRANCISCO, CA 94104
Registered with this firm since 2/13/2025
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 02/06/2014 - 02/15/2025 CHARLES SCHWAB & CO., INC. (CRD#:5393) Sunnyvale, CA
B
 12/06/2011 - 02/15/2025 CHARLES SCHWAB & CO., INC. (CRD#:5393) Sunnyvale, CA
IA
 09/18/2008 - 12/18/2008 AXA ADVISORS, LLC (CRD#:6627) GREENVILLE, SC
B
 07/16/2008 - 12/18/2008 AXA ADVISORS, LLC (CRD#:6627) GREENVILLE, SC
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.