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SHANNON BURGESS
SHANNON D BURGESS, SHANNON DAVENPORT BURGESS, Shannon Burgess
CRD#: 5519283
IA
B
TD PRIVATE CLIENT WEALTH LLCCRD#: 164484 200 Carolina Parkway
4th floor
Greenville, SC 29607
4th floor
Greenville, SC 29607
0
Disclosures
15
Years of Experience
View By:
State Registrations
B
Alaska 1/25/2023
B
Missouri 1/25/2023
IA
Alaska 2/15/2023
IA
Missouri 1/25/2023
B
Arizona 1/25/2023
B
Nevada 1/25/2023
IA
Arizona 2/15/2023
IA
Nevada 2/6/2023
B
California 1/25/2023
B
New Hampshire 7/7/2022
IA
California 1/25/2023
IA
New Hampshire 7/13/2022
B
Colorado 1/25/2023
B
New Jersey 7/7/2022
IA
Colorado 1/25/2023
IA
New Jersey 7/8/2022
B
Connecticut 7/7/2022
B
New York 7/7/2022
IA
Connecticut 7/8/2022
IA
New York 7/7/2022
B
Delaware 1/25/2023
B
North Carolina 7/7/2022
IA
Delaware 2/7/2023
IA
North Carolina 7/15/2022
B
District of Columbia 10/7/2024
B
Ohio 7/8/2022
IA
District of Columbia 10/10/2024
IA
Ohio 7/8/2022
B
Florida 7/7/2022
B
Oregon 1/25/2023
IA
Florida 7/8/2022
IA
Oregon 1/26/2023
B
Georgia 1/25/2023
B
Pennsylvania 7/7/2022
IA
Georgia 1/27/2023
IA
Pennsylvania 7/8/2022
B
Hawaii 1/25/2023
B
South Carolina 7/6/2022
IA
Hawaii 2/7/2023
IA
South Carolina 7/6/2022
B
Illinois 1/25/2023
B
Tennessee 1/25/2023
IA
Illinois 1/27/2023
B
Texas 1/25/2023
B
Louisiana 1/25/2023
IA
Texas 1/26/2023
IA
Louisiana 1/25/2023
B
Vermont 7/7/2022
B
Maine 7/7/2022
IA
Vermont 7/7/2022
IA
Maine 7/7/2022
B
Virginia 1/25/2023
B
Maryland 7/7/2022
IA
Virginia 1/26/2023
IA
Maryland 7/7/2022
B
Washington 1/25/2023
B
Massachusetts 7/7/2022
IA
Washington 1/25/2023
IA
Massachusetts 7/12/2022
B
Wisconsin 1/25/2023
B
Michigan 1/25/2023
IA
Wisconsin 1/25/2023
IA
Michigan 1/26/2023
SRO Registrations
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
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IA
Registered with this firm since 7/6/2022
B
Registered with this firm since 7/6/2022
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 03/16/2021 - 12/23/2021 | Greenville, SC | |
B | 03/16/2021 - 12/23/2021 | Greenville, SC | |
IA | 10/01/2019 - 03/16/2021 | GREENVILLE, SC | |
B | 10/01/2019 - 03/16/2021 | GREENVILLE, SC | |
IA | 03/06/2014 - 09/03/2019 | GREENVILLE, SC | |
B | 03/05/2014 - 09/03/2019 | GREENVILLE, SC | |
IA | 06/10/2010 - 02/24/2014 | GREENVILLE, SC | |
B | 06/09/2010 - 02/24/2014 | GREENVILLE, SC | |
B | 07/10/2009 - 02/02/2010 | GREENVILLE, SC | |
IA | 07/08/2009 - 07/14/2009 | GREENVILLE, SC | |
B | 12/18/2008 - 07/14/2009 | GREENVILLE, SC |
GREENVILLE, SC
03/06/2014 - 09/03/2019
GREENVILLE, SC
03/05/2014 - 09/03/2019
For additional information about investment advisers or broker-dealers, please visit
B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.