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Detailed Report
ROBERT PATE ELLINGTON-MONTES
ROBERT P ELLINGTON MONTES, ROBERT PATE ELLINGTON MONTES
CRD#: 5519248
IA
Investment Adviser
B
Broker
LASALLE ST. INVESTMENT ADVISORS, L.L.C.CRD#: 109701 105 Parker Ct
Missoula, MT 59801
LASALLE ST SECURITIES, L.L.C.CRD#: 7191 105 Parker Ct
Missoula, MT 59801
Registration History
20082010201220142016201820202022202420262 FIRMS2023 - Present (1 year)BSECURITIES AMERICA, INC. (CRD# 10205)2021 - 2023 (2 years)BPFS INVESTMENTS INC. (CRD# 10111)2014 - 2021 (6 years)BPFS INVESTMENTS INC. (CRD# 10111)2008 - 2010 (1 year)IASECURITIES AMERICA ADVISORS, INC. (CRD# 110518)2021 - 2024 (2 years)IAPRIMERICA ADVISORS (CRD# 10111)2017 - 2021 (3 years)
Disclosure(s)
View By:
12/17/2019
Customer Dispute
Settled
License(s)

State Registrations

IA
Arizona 8/9/2023
B
Montana 4/27/2023
IA
Florida 10/2/2023
IA
Montana 4/27/2023
B
Idaho 1/16/2024
IA
New York 1/6/2025
IA
Illinois 3/4/2025
IA
Oregon 5/3/2023
B
Iowa 4/25/2023
B
Oregon 10/8/2024
IA
Iowa 1/9/2025
IA
Pennsylvania 8/11/2023
IA
Kansas 1/6/2025
IA
Texas 8/3/2023

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LASALLE ST. INVESTMENT ADVISORS, L.L.C. (CRD#:109701)
105 Parker Ct, Missoula, MT 59801
Registered with this firm since 4/27/2023
B
LASALLE ST SECURITIES, L.L.C. (CRD#:7191)
105 Parker Ct, Missoula, MT 59801
2901 W. Broadway #210, Missoula, MT 59808
Registered with this firm since 4/21/2023
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 03/01/2021 - 02/01/2024 SECURITIES AMERICA ADVISORS, INC. (CRD#:110518) MISSOULA, MT
B
 02/12/2021 - 05/02/2023 SECURITIES AMERICA, INC. (CRD#:10205) MISSOULA, MT
IA
 09/27/2017 - 07/19/2021 PRIMERICA ADVISORS (CRD#:10111) Missoula, MT
B
 10/01/2014 - 02/10/2021 PFS INVESTMENTS INC. (CRD#:10111) Missoula, MT
B
 10/22/2008 - 09/02/2010 PFS INVESTMENTS INC. (CRD#:10111) MURFREESBORO, TN
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.