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Juan C Campos
JOHN CARLOS CAMPOS, JUAN CARLOS CAMPOS, JUAN CAMPOS
CRD#: 5518848
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 3550 VINE ST
RIVERSIDE, CA 92507
Registration History
20082010201220142016201820202022202420262 FIRMS2024 - Present (<1 year)BWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2011 - 2024 (13 years)BWELLS FARGO INVESTMENTS, LLC (CRD# 10582)2010 - 2011 (<1 year)BWELLS FARGO ADVISORS, LLC (CRD# 19616)2008 - 2010 (2 years)IAWELLS FARGO ADVISORS (CRD# 19616)2021 - 2024 (3 years)
License(s)

State Registrations

B
California 8/21/2024

IA
California 8/21/2024

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
3550 VINE ST, RIVERSIDE, CA 92507
Registered with this firm since 8/21/2024

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
3550 VINE ST, RIVERSIDE, CA 92507
Registered with this firm since 8/21/2024

Previous Registration(s)
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IA
05/05/2021 - 07/26/2024 WELLS FARGO ADVISORS (CRD#:19616) HEMET, CA
B
01/03/2011 - 07/26/2024 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) HEMET, CA
B
04/23/2010 - 01/03/2011 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) RIVERSIDE, CA
B
05/28/2008 - 05/10/2010 WELLS FARGO ADVISORS, LLC (CRD#:19616) MORENO VALLEY, CA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.