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ERIC KEMON PAPACOSTA
ERIC PAPACOSTA
CRD#: 5518819
IA
Investment Adviser
B
Broker
ASSET ALLOCATION STRATEGIES, LLCCRD#: 152339 TUSTIN, CA
GLP INVESTMENT SERVICES, LLCCRD#: 25450 Tustin, CA
Registration History
2008201020122014201620182020202220242026IAASSET ALLOCATION STRATEGIES, LLC (CRD# 152339)2023 - Present (1 year)BGLP INVESTMENT SERVICES, LLC (CRD# 25450)2013 - Present (11 years)BWELLS FARGO ADVISORS, LLC (CRD# 19616)2011 - 2013 (2 years)BWELLS FARGO INVESTMENTS, LLC (CRD# 10582)2010 - 2011 (<1 year)BWELLS FARGO ADVISORS, LLC (CRD# 19616)2008 - 2010 (2 years)
Disclosure(s)
View By:
2/19/2013
Employment Separation After Allegations
License(s)

State Registrations

B
California 12/16/2013

B
Nevada 11/2/2022

IA
California 8/1/2023

B
Texas 5/19/2023

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
ASSET ALLOCATION STRATEGIES, LLC (CRD#:152339)
TUSTIN, CA
Registered with this firm since 8/1/2023

B
GLP INVESTMENT SERVICES, LLC (CRD#:25450)
Tustin, CA
Registered with this firm since 12/14/2013

Previous Registration(s)
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B
01/03/2011 - 03/07/2013 WELLS FARGO ADVISORS, LLC (CRD#:19616) SEAL BEACH, CA
B
04/23/2010 - 01/03/2011 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) SEAL BEACH, CA
B
05/28/2008 - 05/04/2010 WELLS FARGO ADVISORS, LLC (CRD#:19616) SEAL BEACH, CA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.