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APRIL DAWN ROSE
APRIL DAWN BIRTS, APRIL ROSE, April Dawn Rose, APRIL DAWN-ROSE YANCER
CRD#: 5518259
IA
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ADVICE AND PLANNING SERVICESCRD#: 20472 4660 S. HAGADORN ROAD
Suite 130
EAST LANSING, MI 48823
Suite 130
EAST LANSING, MI 48823
0
Disclosures
14
Years of Experience
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State Registrations
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Indiana 1/22/2025
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Michigan 1/22/2025
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Michigan 1/22/2025
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Ohio 1/30/2025
SRO Registrations
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IA
Registered with this firm since 1/22/2025
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Registered with this firm since 1/22/2025
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 06/13/2022 - 01/10/2025 | COLDWATER, MI | |
B | 06/13/2022 - 01/10/2025 | HOUSTON, TX | |
IA | 03/23/2020 - 04/18/2022 | Coldwater, MI | |
B | 03/23/2020 - 04/18/2022 | WINDSOR, CT | |
IA | 05/31/2019 - 03/10/2020 | Coldwater, MI | |
B | 04/29/2019 - 03/10/2020 | WASHINGTON, DC | |
B | 11/18/2016 - 04/22/2019 | FORT WAYNE, IN | |
B | 09/28/2011 - 12/31/2014 | FORT WAYNE, IN | |
B | 06/23/2008 - 09/29/2011 | FORT WAYNE, IN |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.