Individual Firm
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JOSE BRAZ SALANGSANG
CRD#: 5518223
IA
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FISHER INVESTMENTSCRD#: 107342 San Francisco, CA
0
Disclosures
16
Years of Experience
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State Registrations
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California 8/18/2014
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Texas 3/7/2022
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| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 09/11/2014 - 06/30/2016 | PORTLAND, ME | |
IA | 04/04/2013 - 07/29/2014 | ARLINGTON, VA | |
B | 04/03/2013 - 07/29/2014 | SAN FRANCISCO, CA | |
IA | 02/15/2011 - 04/04/2013 | SAN MATEO, CA | |
B | 12/17/2012 - 03/25/2013 | PORTLAND, ME | |
B | 05/26/2008 - 12/31/2010 | PORTLAND, ME |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.