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CHRISTOPHER ROSS PIERCE
CHRISTOPHER R PIERCE
CRD#: 5517922
IA
Investment Adviser
B
Broker
PARK AVENUE SECURITIES LLCCRD#: 46173 MOBILE, AL
Registration History
20082010201220142016201820202022202420262 FIRMS2008 - 2012 (3 years)2 FIRMS2012 - Present (12 years)
License(s)

State Registrations

B
Alabama 9/15/2017

B
New York 2/14/2023

IA
Alabama 9/15/2017

IA
New York 2/14/2023

B
California 11/18/2013

B
North Carolina 1/11/2024

IA
California 11/18/2013

IA
North Carolina 1/11/2024

B
Colorado 11/14/2019

B
Ohio 1/13/2016

IA
Colorado 11/14/2019

IA
Ohio 1/13/2016

B
Delaware 11/20/2024

B
Pennsylvania 7/29/2015

IA
Delaware 11/20/2024

IA
Pennsylvania 7/30/2015

B
Florida 9/14/2016

B
South Carolina 2/24/2012

IA
Florida 9/15/2016

IA
South Carolina 5/3/2012

B
Georgia 6/29/2022

B
Texas 3/21/2022

IA
Georgia 7/6/2022

IA
Texas 3/21/2022

B
Massachusetts 3/16/2022

B
Virginia 6/21/2018

IA
Massachusetts 3/24/2022

IA
Virginia 6/21/2018

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PARK AVENUE SECURITIES LLC (CRD#:46173)
MOBILE, AL
Registered with this firm since 5/3/2012

B
PARK AVENUE SECURITIES LLC (CRD#:46173)
MOBILE, AL
Registered with this firm since 2/24/2012

Previous Registration(s)
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B
05/05/2008 - 02/02/2012 AUTOMATED TRADING DESK BROKERAGE SERVICES, LLC (CRD#:36000) MT. PLEASANT, SC
B
05/05/2008 - 02/02/2012 AUTOMATED TRADING DESK FINANCIAL SERVICES, LLC (CRD#:103768) MT. PLEASANT, SC
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.