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OLIVER POLO
CRD#: 5517504
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 12830 EL CAMINO REAL
SAN DIEGO, CA 92130
Registration History
20082010201220142016201820202022202420262 FIRMS2008 - Present (16 years)BANCHOR BAY SECURITIES, LLC (CRD# 47360)2008 - 2008 (<1 year)
License(s)

State Registrations

B
Alabama 11/17/2020

B
Minnesota 1/9/2012

B
Arizona 9/13/2010

B
Nevada 9/22/2008

B
California 8/4/2008

B
New Jersey 7/15/2013

IA
California 8/4/2008

B
New York 7/15/2013

B
Colorado 7/15/2013

B
North Carolina 5/9/2013

B
Connecticut 6/8/2018

B
Oregon 5/17/2011

B
District of Columbia 1/5/2015

B
Pennsylvania 3/23/2021

B
Florida 4/26/2017

B
Rhode Island 7/3/2024

B
Georgia 1/11/2021

B
South Carolina 1/23/2023

B
Idaho 1/2/2024

B
Texas 8/25/2009

B
Illinois 7/15/2013

IA
Texas 8/25/2009

B
Indiana 1/14/2020

B
Virginia 7/9/2019

B
Kentucky 9/10/2012

B
Washington 2/14/2017

B
Massachusetts 5/9/2023

B
West Virginia 8/6/2013

B
Michigan 8/19/2021

B
Wyoming 2/28/2018

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
12830 EL CAMINO REAL, SAN DIEGO, CA 92130
Registered with this firm since 8/4/2008

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
12830 EL CAMINO REAL, SAN DIEGO, CA 92130
Registered with this firm since 8/4/2008

Previous Registration(s)
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B
06/10/2008 - 07/09/2008 ANCHOR BAY SECURITIES, LLC (CRD#:47360) CARLSBAD, CA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.