Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
WESLEY C BANGS
CRD#: 5516177
IA
Investment Adviser
B
Broker
MOMENTUM INDEPENDENT NETWORK INC.CRD#: 17587 7001 PRESTON RD
SUITE 300, LB 32
DALLAS, TX 75205
Registration History
20082010201220142016201820202022202420262 FIRMS2008 - 2010 (2 years)2 FIRMS2010 - 2012 (2 years)2 FIRMS2012 - Present (12 years)
License(s)

State Registrations

B
Alabama 3/21/2019
IA
Minnesota 6/16/2023
B
Alaska 1/10/2019
B
Missouri 1/4/2019
B
Arizona 1/2/2019
B
Nebraska 1/4/2022
B
Arkansas 1/7/2019
B
Nevada 1/9/2019
B
California 11/21/2018
B
New Hampshire 9/29/2022
B
Colorado 1/2/2019
B
New Jersey 7/23/2019
IA
Colorado 10/15/2020
B
New Mexico 5/14/2015
B
Delaware 2/1/2019
IA
New Mexico 4/27/2022
B
Florida 6/13/2013
B
New York 1/10/2019
IA
Florida 2/14/2020
B
North Carolina 8/12/2015
B
Georgia 6/18/2019
B
Oklahoma 8/21/2013
B
Idaho 1/8/2019
IA
Oklahoma 1/16/2019
B
Illinois 11/27/2018
B
Pennsylvania 9/29/2022
IA
Illinois 7/8/2024
B
South Carolina 1/3/2019
B
Indiana 3/21/2019
B
Tennessee 10/30/2024
B
Iowa 11/13/2014
B
Texas 12/20/2012
IA
Iowa 1/3/2025
IA
Texas 12/20/2012
B
Kansas 1/4/2019
B
Utah 10/16/2013
IA
Kansas 7/22/2022
B
Virginia 1/2/2019
B
Louisiana 12/3/2018
B
Washington 1/4/2019
B
Michigan 11/18/2021
B
Wisconsin 1/3/2019
B
Minnesota 6/18/2013

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MOMENTUM INDEPENDENT NETWORK INC. (CRD#:17587)
7001 PRESTON RD SUITE 300, LB 32, DALLAS, TX 75205
Woodway, TX
Registered with this firm since 12/20/2012
B
MOMENTUM INDEPENDENT NETWORK INC. (CRD#:17587)
7001 PRESTON RD SUITE 300, LB 32, DALLAS, TX 75205
Woodway, TX
Registered with this firm since 12/20/2012
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 07/28/2010 - 12/21/2012 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) MCKINNEY, TX
B
 07/28/2010 - 12/21/2012 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) MCKINNEY, TX
IA
 06/24/2008 - 07/29/2010 WELLS FARGO ADVISORS, LLC (CRD#:19616) MCKINNEY, TX
B
 06/09/2008 - 07/29/2010 WELLS FARGO ADVISORS, LLC (CRD#:19616) MCKINNEY, TX
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.