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BRIAN J STOKER
BRIAN STOKER
CRD#: 5515350
IA
Investment Adviser
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Previous Broker
WEST RIDGE ADVISORSCRD#: 282718 7396 UNION PARK AVE. SUITE 101
MIDVALE, UT 84047
Registration History
20082010201220142016201820202022202420262 FIRMS2008 - 2009 (1 year)2 FIRMS2009 - 2012 (3 years)2 FIRMS2012 - 2020 (7 years)IAWEST RIDGE ADVISORS (CRD# 282718)2020 - Present (5 years)
License(s)

State Registrations

IA
Utah 2/24/2020

Current Registration(s)
IA
WEST RIDGE ADVISORS (CRD#:282718)
7396 UNION PARK AVE. SUITE 101, MIDVALE, UT 84047
Registered with this firm since 2/24/2020

Previous Registration(s)
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IA
11/16/2012 - 02/21/2020 GWN SECURITIES INC. (CRD#:128929) Midvale, UT
B
11/16/2012 - 02/21/2020 GWN SECURITIES INC. (CRD#:128929) Midvale, UT
IA
06/11/2009 - 11/16/2012 LEGEND ADVISORY CORP (CRD#:104761) HOLLADAY, UT
B
06/11/2009 - 11/16/2012 LEGEND EQUITIES CORPORATION (CRD#:30999) HOLLADAY, UT
IA
07/30/2008 - 06/19/2009 AXA ADVISORS, LLC (CRD#:6627) HIGHLANDS RANCH, CO
B
05/23/2008 - 06/19/2009 AXA ADVISORS, LLC (CRD#:6627) HIGHLANDS RANCH, CO
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.