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ERICH LEE VARGAZ
CRD#: 5514398
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 6801 SPRING CREEK ROAD STE 1A
ROCKFORD, IL 61114
Registration History
20082010201220142016201820202022202420262 FIRMS2014 - Present (10 years)BHANTZ FINANCIAL SERVICES, INC. (CRD# 46047)2008 - 2008 (<1 year)
License(s)

State Registrations

B
Alabama 1/13/2025

B
Missouri 11/18/2015

B
Arizona 5/16/2014

B
New Hampshire 5/16/2014

B
California 12/2/2021

B
North Carolina 5/19/2014

B
Colorado 5/16/2014

B
Ohio 6/16/2014

B
Florida 5/16/2014

B
Pennsylvania 12/9/2020

B
Georgia 4/24/2017

B
South Carolina 5/16/2014

B
Illinois 4/18/2014

B
Tennessee 3/16/2015

IA
Illinois 4/21/2014

B
Texas 5/16/2014

B
Indiana 5/16/2014

IA
Texas 5/16/2014

B
Iowa 5/16/2014

B
Utah 5/16/2014

B
Kansas 12/6/2023

B
Virginia 4/26/2019

B
Kentucky 9/5/2024

B
Washington 8/2/2019

B
Michigan 5/16/2014

B
Wisconsin 5/16/2014

B
Minnesota 5/16/2014

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
6801 SPRING CREEK ROAD STE 1A, ROCKFORD, IL 61114
Registered with this firm since 4/21/2014

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
6801 SPRING CREEK ROAD STE 1A, ROCKFORD, IL 61114
Registered with this firm since 3/28/2014

Previous Registration(s)
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B
08/19/2008 - 12/17/2008 HANTZ FINANCIAL SERVICES, INC. (CRD#:46047) SOUTHFIELD, MI
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.