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Detailed Report
MATTHEW GAFOA FETUI III
Gafoa Matthew Fetui III, Matthew G Fetui, Matthew Fetui
CRD#: 5511717
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 301 E 17TH ST
COSTA MESA, CA 92627
Registration History
20082010201220142016201820202022202420262 FIRMS2008 - 2011 (2 years)2 FIRMS2011 - 2015 (4 years)2 FIRMS2015 - 2016 (1 year)2 FIRMS2016 - 2017 (<1 year)2 FIRMS2017 - 2019 (2 years)2 FIRMS2019 - 2024 (4 years)2 FIRMS2024 - Present (1 year)
License(s)

State Registrations

B
Arizona 2/9/2024
B
Nevada 2/9/2024
B
California 2/9/2024
B
New York 10/14/2024
IA
California 2/12/2024
B
Texas 2/9/2024
B
Colorado 2/9/2024
IA
Texas 2/9/2024
B
Massachusetts 5/15/2024
B
Washington 3/7/2025
B
Minnesota 2/9/2024

SRO Registrations

B
 Cboe BZX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
301 E 17TH ST, COSTA MESA, CA 92627
Registered with this firm since 2/9/2024
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
301 E 17TH ST, COSTA MESA, CA 92627
Registered with this firm since 2/9/2024
Previous Registration(s)
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IA
 05/10/2019 - 02/16/2024 U.S. BANCORP INVESTMENTS, INC. (CRD#:17868) LAKE FOREST, CA
B
 05/10/2019 - 02/16/2024 U.S. BANCORP INVESTMENTS, INC. (CRD#:17868) LAKE FOREST, CA
IA
 01/27/2017 - 05/14/2019 WEDBUSH SECURITIES INC. (CRD#:877) NEWPORT BEACH, CA
B
 01/27/2017 - 05/14/2019 WEDBUSH SECURITIES INC. (CRD#:877) NEWPORT BEACH, CA
IA
 12/12/2016 - 01/27/2017 BUTTONWOOD TREE MANAGEMENT, LLC (CRD#:165821) COSTA MESA, CA
B
 12/09/2016 - 01/27/2017 STANDARD INVESTMENT CHARTERED INCORPORATED (CRD#:23505) NEWPORT BEACH, CA
IA
 09/08/2015 - 12/12/2016 WEDBUSH SECURITIES INC. (CRD#:877) SAN DIEGO, CA
B
 09/08/2015 - 12/12/2016 WEDBUSH SECURITIES INC. (CRD#:877) SAN DIEGO, CA
IA
 01/03/2011 - 09/09/2015 WELLS FARGO ADVISORS, LLC (CRD#:19616) RANCHO PALOS VERDES, CA
B
 01/03/2011 - 09/09/2015 WELLS FARGO ADVISORS, LLC (CRD#:19616) RANCHO PALOS VERDES, CA
IA
 08/11/2008 - 01/03/2011 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) RANCHO PALOS VERDES, CA
B
 05/19/2008 - 01/03/2011 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) RANCHO PALOS VERDES, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.