Individual Firm
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BRAD RONALD FREITAG
BRAD RONALD FREITAG MR., BRAD FREITAG
CRD#: 5509672
IA
B
LPL FINANCIAL LLCCRD#: 6413 4300 COMMERCE CT; STE 105
LISLE, IL 60532
LISLE, IL 60532
0
Disclosures
15
Years of Experience
View By:
State Registrations
B
Colorado 8/18/2021
B
New York 7/21/2021
B
Florida 7/21/2021
B
Oregon 2/2/2023
B
Illinois 7/21/2021
B
Tennessee 7/21/2021
IA
Illinois 7/21/2021
IA
Texas 11/25/2024
B
Indiana 7/21/2021
B
Wisconsin 7/21/2021
B
Iowa 7/21/2021
SRO Registrations
B
View Exams Passed by the individual in the detailed report
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IA
Registered with this firm since 7/21/2021
B
Registered with this firm since 7/21/2021
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 11/19/2009 - 07/21/2021 | LISLE, IL | |
B | 11/19/2009 - 07/21/2021 | LISLE, IL | |
IA | 06/12/2008 - 11/18/2008 | WESTMONT, IL | |
B | 05/15/2008 - 11/18/2008 | WESTMONT, IL |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.