Individual Firm
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Christopher Beach
CHRIS BEACH, CHRISTOPHER THANH BEACH, CHRISTOPHER BEACH
CRD#: 5509278
IA
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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 1 COWBOYS WAY
FRISCO, TX 75034
FRISCO, TX 75034
0
Disclosures
16
Years of Experience
View By:
State Registrations
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Arizona 9/27/2024
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Massachusetts 2/12/2025
B
Arkansas 4/11/2023
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Michigan 1/15/2025
B
California 9/19/2023
B
Mississippi 4/11/2023
B
Colorado 10/8/2020
B
Nevada 1/11/2024
B
Connecticut 2/12/2025
B
New Jersey 3/8/2024
B
District of Columbia 4/20/2023
B
New Mexico 4/11/2023
B
Florida 10/8/2020
B
New York 2/12/2025
B
Georgia 4/23/2024
B
North Carolina 10/31/2022
B
Illinois 4/11/2023
B
Texas 10/8/2020
B
Indiana 10/8/2020
IA
Texas 10/8/2020
B
Kansas 7/26/2023
B
Virginia 10/8/2020
B
Kentucky 4/11/2023
B
West Virginia 4/11/2023
B
Louisiana 4/11/2023
SRO Registrations
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IA
Registered with this firm since 10/8/2020
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Registered with this firm since 10/8/2020
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 10/01/2012 - 10/13/2020 | COPPELL, TX | |
B | 10/01/2012 - 10/13/2020 | COPPELL, TX | |
IA | 08/17/2012 - 10/01/2012 | COPPELL, TX | |
B | 08/17/2012 - 10/01/2012 | COPPELL, TX | |
IA | 06/26/2009 - 08/27/2012 | DALLAS, TX | |
B | 05/15/2008 - 08/27/2012 | DALLAS, TX |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.