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Mark Quentin Walker
MARK Q. WALKER, MARK QUENTIN WALKER, MARK WALKER, Mark Q Walker
CRD#: 5509137
IA
B
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLCCRD#: 2881 2445 Technology Forest
Ste 550
THE WOODLANDS, TX 77381
Ste 550
THE WOODLANDS, TX 77381
0
Disclosures
16
Years of Experience
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State Registrations
B
Colorado 6/11/2024
B
Texas 5/20/2024
B
Florida 7/5/2024
IA
Texas 5/21/2024
B
Oklahoma 6/11/2024
SRO Registrations
B
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IA
Registered with this firm since 5/21/2024
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Registered with this firm since 5/20/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 08/21/2020 - 04/22/2024 | CONROE, TX | |
B | 08/21/2020 - 04/22/2024 | CONROE, TX | |
IA | 11/09/2015 - 08/26/2020 | THE WOODLANDS, TX | |
B | 11/09/2015 - 08/26/2020 | THE WOODLANDS, TX | |
IA | 04/22/2013 - 11/10/2015 | SPRING, TX | |
B | 04/22/2013 - 11/10/2015 | SPRING, TX | |
B | 03/12/2012 - 04/23/2013 | THE WOODLANDS, TX | |
IA | 07/30/2010 - 02/03/2012 | THE WOODLANDS, TX | |
B | 07/30/2010 - 02/03/2012 | THE WOODLANDS, TX | |
IA | 02/08/2010 - 08/04/2010 | HOUSTON, TX | |
B | 02/03/2010 - 08/04/2010 | HOUSTON, TX | |
IA | 07/07/2008 - 12/10/2009 | THE WOODLANDS, TX | |
B | 06/06/2008 - 12/10/2009 | THE WOODLANDS, TX |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.