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DARIUS NKWAZEMA UCHE
Darius Uche
CRD#: 5508760
IA
Investment Adviser
B
Broker
CHARLES SCHWAB & CO., INC.CRD#: 5393 4200 Westheimer Rd
Suite 100
Houston, TX 77027
Registration History
2010201220142016201820202022202420263 FIRMS2018 - 2021 (2 years)2 FIRMS2021 - Present (4 years)BTD AMERITRADE, INC. (CRD# 7870)2022 - 2024 (1 year)BSCOTTRADE, INC. (CRD# 8206)2009 - 2018 (8 years)IATD AMERITRADE, INC. (CRD# 7870)2022 - 2022 (<1 year)IASCOTTRADE INVESTMENT MANAGEMENT (CRD# 169988)2017 - 2018 (1 year)
License(s)

State Registrations

B
Arizona 1/26/2021

B
New Mexico 3/31/2022

B
California 1/26/2021

B
New York 1/26/2021

B
Colorado 1/26/2021

B
North Carolina 1/26/2021

B
Connecticut 1/26/2021

B
Ohio 1/27/2021

B
Delaware 3/31/2022

B
Oklahoma 1/26/2021

B
Florida 1/26/2021

B
Oregon 1/26/2021

B
Georgia 1/26/2021

B
Pennsylvania 1/26/2021

B
Illinois 1/26/2021

B
South Carolina 3/31/2022

B
Louisiana 1/26/2021

B
Tennessee 1/26/2021

B
Maryland 3/31/2022

B
Texas 1/19/2021

B
Massachusetts 3/31/2022

IA
Texas 1/19/2021

B
Michigan 1/26/2021

B
Utah 1/26/2021

B
Minnesota 1/26/2021

B
Virginia 1/26/2021

B
Missouri 1/26/2021

B
Washington 1/26/2021

B
Nevada 5/17/2024

B
West Virginia 1/26/2021

B
New Jersey 1/26/2021

B
Wyoming 3/31/2022

SRO Registrations

B
FINRA

B
Nasdaq Stock Market

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CHARLES SCHWAB & CO., INC. (CRD#:5393)
4200 Westheimer Rd Suite 100, Houston, TX 77027
1865 Highway 6 Suite 110, Sugar Land, TX 77478-5096
Registered with this firm since 1/19/2021

B
CHARLES SCHWAB & CO., INC. (CRD#:5393)
4200 Westheimer Rd Suite 100, Houston, TX 77027
1865 Highway 6 Suite 110, Sugar Land, TX 77478-5096
Registered with this firm since 1/19/2021

Previous Registration(s)
th hidden textth hidden textNameLocation
B
07/01/2022 - 05/19/2024 TD AMERITRADE, INC. (CRD#:7870) HOUSTON, TX
IA
07/01/2022 - 10/14/2022 TD AMERITRADE, INC. (CRD#:7870) HOUSTON, TX
IA
02/27/2018 - 01/20/2021 TD AMERITRADE, INC. (CRD#:7870) SUGARLAND, TX
IA
02/26/2018 - 01/20/2021 TD AMERITRADE INVESTMENT MANAGEMENT, LLC (CRD#:111514) SugarLand, TX
B
02/26/2018 - 01/20/2021 TD AMERITRADE, INC. (CRD#:7870) SUGARLAND, TX
IA
02/16/2017 - 02/26/2018 SCOTTRADE INVESTMENT MANAGEMENT (CRD#:169988) SAINT LOUIS, MO
B
09/30/2009 - 02/26/2018 SCOTTRADE, INC. (CRD#:8206) SUGARLAND, TX
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.