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Detailed Report
Daniel Patrick Foley
DANIEL P FOLEY
CRD#: 5508695
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Investment Adviser
LOCKTON INVESTMENT ADVISORS, LLCCRD#: 144133 1600 Market Street, Suite 3400
Philadelphia, PA 19103
Registration History
2008201020122014201620182020202220242026IALOCKTON INVESTMENT ADVISORS, LLC (CRD# 144133)2021 - Present (3 years)IAINNOVATIVE INVESTMENT FIDUCIAR... (CRD# 159814)2014 - 2021 (6 years)IAFINANCIAL NETWORK INVESTMENT C... (CRD# 13572)2008 - 2010 (1 year)IAPRINCOR FINANCIAL SERVICES COR... (CRD# 1137)2008 - 2008 (<1 year)
License(s)

State Registrations

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Pennsylvania 7/1/2021
Current Registration(s)
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LOCKTON INVESTMENT ADVISORS, LLC (CRD#:144133)
1600 Market Street, Suite 3400, Philadelphia, PA 19103
Registered with this firm since 7/1/2021
Previous Registration(s)
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 07/01/2014 - 06/01/2021 INNOVATIVE INVESTMENT FIDUCIARIES, LLC (CRD#:159814) MOORESTOWN, NJ
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 08/06/2008 - 03/05/2010 FINANCIAL NETWORK INVESTMENT CORPORATION (CRD#:13572) MT LAUREL, NJ
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 04/30/2008 - 06/18/2008 PRINCOR FINANCIAL SERVICES CORPORATION (CRD#:1137) MARLTON, NJ
For additional information about investment advisers or broker-dealers, please visit
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.