Individual Firm
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
JORGE ARMANDO VASQUEZ
JORGE A VASQUEZ
CRD#: 5508014
IA
B
MORGAN STANLEYCRD#: 149777 777 South Flagler Drive
Suite 700E
West Palm Beach, FL 33401
Suite 700E
West Palm Beach, FL 33401
0
Disclosures
16
Years of Experience
View By:
State Registrations
B
Alabama 9/15/2020
B
Nebraska 11/11/2019
B
Alaska 9/15/2020
B
Nevada 11/11/2019
B
Arizona 9/15/2020
B
New Hampshire 9/15/2020
B
Arkansas 11/11/2019
B
New Jersey 6/12/2015
B
California 6/12/2015
B
New Mexico 11/11/2019
B
Colorado 6/12/2015
B
New York 6/12/2015
B
Connecticut 6/12/2015
B
North Carolina 2/5/2016
B
Delaware 10/14/2015
B
North Dakota 11/11/2019
B
District of Columbia 9/16/2016
B
Ohio 6/15/2015
B
Florida 1/22/2015
B
Oklahoma 9/15/2020
IA
Florida 7/17/2015
B
Oregon 9/15/2020
B
Georgia 6/12/2015
B
Pennsylvania 6/12/2015
B
Hawaii 9/15/2020
B
Puerto Rico 11/11/2019
B
Idaho 9/15/2020
B
Rhode Island 11/11/2019
B
Illinois 6/12/2015
B
South Carolina 11/11/2019
B
Indiana 11/11/2019
B
South Dakota 10/10/2018
B
Iowa 9/15/2020
B
Tennessee 9/15/2020
B
Kansas 9/15/2020
B
Texas 6/12/2015
B
Kentucky 9/15/2020
IA
Texas 4/15/2020
B
Louisiana 10/14/2015
B
Utah 9/6/2019
B
Maine 9/15/2020
B
Vermont 9/15/2020
B
Maryland 4/18/2016
B
Virgin Islands 9/15/2020
B
Massachusetts 6/12/2015
B
Virginia 8/21/2015
B
Michigan 9/15/2020
B
Washington 11/11/2019
B
Minnesota 11/11/2019
B
West Virginia 9/15/2020
B
Mississippi 11/11/2019
B
Wisconsin 6/12/2015
B
Missouri 9/15/2020
B
Wyoming 9/15/2020
B
Montana 9/15/2020
SRO Registrations
B
B
B
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
Registered with this firm since 7/17/2015
B
Registered with this firm since 1/22/2015
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 09/29/2014 - 01/07/2015 | HOLLYWOOD, FL | |
B | 10/01/2012 - 08/13/2014 | DELRAY BEACH, FL | |
B | 04/21/2008 - 10/01/2012 | WEST PALM BEACH, FL |
For additional information about investment advisers or broker-dealers, please visit
B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.