• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
ANDREW WILLIAM RIFKIN
ANDREW RIFKIN
CRD#: 5507827
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 1634 WALNUT ST
PHILADELPHIA, PA 19103
Registration History
20082010201220142016201820202022202420262 FIRMS2008 - 2009 (1 year)2 FIRMS2009 - 2010 (<1 year)2 FIRMS2010 - Present (15 years)
License(s)

State Registrations

B
Arizona 9/18/2018

B
New Jersey 2/16/2010

B
California 2/18/2010

B
New York 2/16/2010

B
Colorado 9/6/2018

B
North Carolina 2/19/2010

B
Connecticut 8/18/2017

B
Ohio 7/23/2020

B
Delaware 2/16/2010

B
Pennsylvania 2/16/2010

B
District of Columbia 5/12/2021

IA
Pennsylvania 2/16/2010

B
Florida 2/18/2010

B
Rhode Island 9/25/2024

B
Illinois 1/20/2022

B
South Carolina 2/13/2023

B
Massachusetts 10/11/2024

B
Tennessee 2/18/2021

B
Montana 7/21/2022

B
Texas 3/13/2015

B
Nebraska 10/23/2024

IA
Texas 3/16/2015

B
Nevada 12/11/2019

B
Virginia 2/18/2010

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
1634 WALNUT ST, PHILADELPHIA, PA 19103
340 S 2ND ST STE 350, PHILADELPHIA, PA 19106
Registered with this firm since 2/16/2010

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
1634 WALNUT ST, PHILADELPHIA, PA 19103
340 S 2ND ST STE 350, PHILADELPHIA, PA 19106
Registered with this firm since 2/16/2010

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
06/01/2009 - 01/07/2010 MORGAN STANLEY SMITH BARNEY LLC (CRD#:149777) PHILADELPHIA, PA
B
06/01/2009 - 01/07/2010 MORGAN STANLEY SMITH BARNEY (CRD#:149777) PHILADELPHIA, PA
IA
06/18/2008 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) PHILADELPHIA, PA
B
05/23/2008 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) PHILADELPHIA, PA
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.