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Detailed Report
Hong C Van
HONG CONG VAN, HONG VAN
CRD#: 5507806
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 5010 ELK GROVE BOULEVARD
ELK GROVE, CA 95758
Registration History
20082010201220142016201820202022202420262 FIRMS2016 - Present (8 years)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2012 - 2013 (<1 year)BCHASE INVESTMENT SERVICES CORP. (CRD# 25574)2009 - 2012 (3 years)BWAMU INVESTMENTS, INC. (CRD# 599)2008 - 2009 (1 year)
License(s)

State Registrations

B
California 10/25/2016
B
Oklahoma 10/1/2020
IA
California 10/25/2016
B
Oregon 9/14/2023
B
Florida 11/13/2023
B
Puerto Rico 1/6/2022
B
Missouri 7/25/2024
B
Tennessee 4/28/2022
B
Nevada 6/11/2024
B
Texas 1/7/2025
B
New Jersey 7/18/2022
IA
Texas 1/16/2025
B
New York 5/2/2019
B
Washington 8/2/2019
B
Ohio 10/21/2019

SRO Registrations

B
 BOX Exchange LLC
B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe C2 Exchange, Inc.
B
 Cboe EDGA Exchange, Inc.
B
 Cboe EDGX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Investors' Exchange LLC
B
 Long-Term Stock Exchange, Inc.
B
 MEMX LLC
B
 MIAX Emerald, LLC
B
 MIAX PEARL, LLC
B
 MIAX Sapphire
B
 Miami International Securities Exchange, LLC
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE National, Inc.
B
 NYSE Texas, Inc.
B
 Nasdaq BX, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq MRX, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
5010 ELK GROVE BOULEVARD, ELK GROVE, CA 95758
Registered with this firm since 10/25/2016
B
J.P. MORGAN SECURITIES LLC (CRD#:79)
5010 ELK GROVE BOULEVARD, ELK GROVE, CA 95758
Registered with this firm since 10/6/2016
Previous Registration(s)
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B
 10/01/2012 - 06/24/2013 J.P. MORGAN SECURITIES LLC (CRD#:79) ELK GROVE, CA
B
 05/02/2009 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) ELK GROVE, CA
B
 05/14/2008 - 05/02/2009 WAMU INVESTMENTS, INC. (CRD#:599) SACRAMENTO, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.