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Jose Orlando Castillo
Jose O Castillo, Jose O. Castillo, Jose Castillo, Orlando Castillo
CRD#: 5507723
IA
Investment Adviser
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Broker
WESTERN INTERNATIONAL SECURITIESCRD#: 39262 2555 Townsgate Rd.
Ste. 300
Westlake Village, CA 91361
Registration History
20082010201220142016201820202022202420262 FIRMS2012 - 2021 (8 years)2 FIRMS2021 - Present (3 years)BCHASE INVESTMENT SERVICES CORP. (CRD# 25574)2009 - 2012 (3 years)BWAMU INVESTMENTS, INC. (CRD# 599)2008 - 2009 (<1 year)IACHASE INVESTMENT SERVICES CORP. (CRD# 25574)2011 - 2012 (1 year)
Disclosure(s)
View By:
9/7/2021
Employment Separation After Allegations
4/9/2020
Customer Dispute
Settled
License(s)

State Registrations

IA
Arizona 7/14/2022

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North Dakota 7/11/2022

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California 9/10/2021

IA
North Dakota 3/19/2024

IA
California 9/13/2021

IA
Washington 10/6/2022

IA
Idaho 7/11/2022

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WESTERN INTERNATIONAL SECURITIES (CRD#:39262)
2555 Townsgate Rd. Ste. 300, Westlake Village, CA 91361
Registered with this firm since 9/10/2021

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WESTERN INTERNATIONAL SECURITIES, INC. (CRD#:39262)
2555 Townsgate Rd. Ste. 300, Westlake Village, CA 91361
Registered with this firm since 9/10/2021

Previous Registration(s)
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IA
10/01/2012 - 09/16/2021 J.P. MORGAN SECURITIES LLC (CRD#:79) MONTROSE, CA
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10/01/2012 - 09/16/2021 J.P. MORGAN SECURITIES LLC (CRD#:79) MONTROSE, CA
IA
09/29/2011 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) MONTROSE, CA
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05/02/2009 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) MONTROSE, CA
B
06/17/2008 - 05/02/2009 WAMU INVESTMENTS, INC. (CRD#:599) DUARTE, CA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.