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HECTOR G ANAYA
HECTOR ANAYA
CRD#: 5507716
IA
Investment Adviser
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Broker
VALIC FINANCIAL ADVISORS, INC.CRD#: 42803 500 WEST MADISON
SUITE 2850
CHICAGO, IL 60661
Registration History
2008201020122014201620182020202220242026IAVALIC FINANCIAL ADVISORS, INC. (CRD# 42803)2016 - Present (8 years)BVALIC FINANCIAL ADVISORS, INC. (CRD# 42803)2015 - Present (9 years)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2012 - 2015 (2 years)BCHASE INVESTMENT SERVICES CORP. (CRD# 25574)2009 - 2012 (3 years)BWAMU INVESTMENTS, INC. (CRD# 599)2008 - 2009 (<1 year)
License(s)

State Registrations

B
Arizona 12/8/2021

B
Maryland 2/3/2025

IA
Arizona 12/23/2021

IA
Maryland 2/3/2025

B
Florida 4/26/2019

B
Michigan 6/19/2024

IA
Florida 4/29/2019

IA
Michigan 6/21/2024

B
Illinois 10/5/2015

B
New Mexico 9/28/2020

IA
Illinois 3/9/2016

IA
New Mexico 9/29/2020

B
Indiana 8/1/2016

B
Wisconsin 4/24/2020

IA
Indiana 8/1/2016

IA
Wisconsin 4/27/2020

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
VALIC FINANCIAL ADVISORS, INC. (CRD#:42803)
500 WEST MADISON SUITE 2850, CHICAGO, IL 60661
Registered with this firm since 3/9/2016

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VALIC FINANCIAL ADVISORS, INC. (CRD#:42803)
500 WEST MADISON SUITE 2850, CHICAGO, IL 60661
Registered with this firm since 10/5/2015

Previous Registration(s)
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10/01/2012 - 09/24/2015 J.P. MORGAN SECURITIES LLC (CRD#:79) CHICAGO, IL
B
05/02/2009 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) CHICAGO, IL
B
07/07/2008 - 05/02/2009 WAMU INVESTMENTS, INC. (CRD#:599) CHICAGO, IL
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.