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Detailed Report
GEORGE ANDREW JAMES
CRD#: 5506899
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Investment Adviser
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Previous Broker
CREATIVE PLANNINGCRD#: 105348 THREE FORKS, MT
Registration History
2008201020122014201620182020202220242026IACREATIVE PLANNING (CRD# 105348)2018 - Present (6 years)BICMA-RC SERVICES, LLC (CRD# 23189)2015 - 2018 (3 years)BICMA-RC SERVICES, LLC (CRD# 23189)2011 - 2014 (2 years)BGWFS EQUITIES, INC. (CRD# 13109)2009 - 2011 (2 years)BICMA-RC SERVICES, LLC (CRD# 23189)2008 - 2008 (<1 year)
License(s)

State Registrations

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Montana 4/24/2019
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Texas 6/24/2019
Current Registration(s)
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CREATIVE PLANNING (CRD#:105348)
THREE FORKS, MT
Registered with this firm since 12/3/2018
Previous Registration(s)
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 06/24/2015 - 11/27/2018 ICMA-RC SERVICES, LLC (CRD#:23189) NEW YORK, NY
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 06/09/2011 - 02/28/2014 ICMA-RC SERVICES, LLC (CRD#:23189) WASHINGTON, DC
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 02/04/2009 - 05/18/2011 GWFS EQUITIES, INC. (CRD#:13109) NEW YORK, NY
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 04/15/2008 - 12/31/2008 ICMA-RC SERVICES, LLC (CRD#:23189) WASHINGTON, DC
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.