Individual Firm
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
MICHAEL EARL COWELL
CRD#: 5506852
IA
B
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.CRD#: 134139 9820 Belfry Ct
Murrells Inlet, SC 29576
Murrells Inlet, SC 29576
CAMBRIDGE INVESTMENT RESEARCH, INC.CRD#: 39543 10955 WINDS CROSSING DR
#100
CHARLOTTE, NC 28273
#100
CHARLOTTE, NC 28273
0
Disclosures
16
Years of Experience
View By:
State Registrations
B
California 3/18/2019
B
North Carolina 4/23/2019
B
Delaware 3/6/2020
B
Ohio 12/11/2023
B
Florida 1/2/2019
B
Oklahoma 1/2/2019
B
Georgia 1/2/2019
B
Pennsylvania 12/6/2018
B
Indiana 1/2/2019
B
Rhode Island 12/10/2024
B
Maryland 1/10/2025
B
South Carolina 12/6/2018
B
New Jersey 12/6/2018
IA
South Carolina 12/6/2018
B
New Mexico 11/3/2022
B
Vermont 1/2/2019
B
New York 4/8/2019
B
Virginia 12/14/2023
SRO Registrations
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
Registered with this firm since 12/6/2018
B
Registered with this firm since 12/6/2018
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 11/02/2018 - 12/11/2018 | MURRELLS INLET, SC | |
B | 11/02/2018 - 12/11/2018 | MURRELLS INLET, SC | |
IA | 02/12/2013 - 11/02/2018 | MURRELLS INLET, SC | |
B | 12/14/2012 - 11/02/2018 | MURRELLS INLET, SC | |
IA | 05/28/2008 - 12/18/2012 | BANGOR, PA | |
B | 05/08/2008 - 12/18/2012 | BANGOR, PA |
For additional information about investment advisers or broker-dealers, please visit
B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.