Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
JAMES PATRICK GNEFKOW
CRD#: 5506581
IA
Investment Adviser
B
Broker
PARK AVENUE SECURITIES LLCCRD#: 46173 5040 ROSWELL ROAD
ATLANTA, GA 30342
Registration History
20082010201220142016201820202022202420262 FIRMS2018 - Present (6 years)BJACKSON NATIONAL LIFE DISTRIBU... (CRD# 40178)2008 - 2017 (8 years)IACURIAN CAPITAL, LLC (CRD# 120270)2013 - 2016 (2 years)
License(s)

State Registrations

B
Alabama 8/15/2022
B
Montana 1/3/2024
IA
Alabama 8/15/2022
IA
Montana 1/4/2024
B
Alaska 1/3/2024
B
Nebraska 1/3/2024
IA
Alaska 1/3/2024
IA
Nebraska 1/3/2024
B
Arizona 7/25/2019
B
Nevada 1/3/2024
B
Arkansas 1/3/2024
IA
Nevada 1/9/2024
IA
Arkansas 1/3/2024
B
New Hampshire 1/3/2024
B
California 1/3/2024
IA
New Hampshire 1/3/2024
IA
California 1/3/2024
B
New Jersey 1/3/2024
B
Colorado 1/3/2024
IA
New Jersey 1/3/2024
IA
Colorado 1/3/2024
B
New Mexico 1/3/2024
B
Connecticut 1/3/2024
IA
New Mexico 1/4/2024
IA
Connecticut 1/3/2024
B
New York 1/3/2024
B
Delaware 1/3/2024
IA
New York 1/3/2024
IA
Delaware 1/3/2024
B
North Carolina 1/3/2024
B
District of Columbia 1/3/2024
IA
North Carolina 1/3/2024
IA
District of Columbia 1/12/2024
B
North Dakota 1/3/2024
B
Florida 5/26/2021
IA
North Dakota 1/9/2024
B
Georgia 2/20/2018
B
Ohio 1/3/2024
IA
Georgia 11/30/2018
IA
Ohio 1/3/2024
B
Hawaii 1/3/2024
B
Oklahoma 1/3/2024
IA
Hawaii 1/3/2024
IA
Oklahoma 1/3/2024
B
Idaho 1/3/2024
B
Oregon 1/3/2024
IA
Idaho 1/3/2024
IA
Oregon 1/3/2024
B
Illinois 11/16/2020
B
Pennsylvania 1/3/2024
IA
Illinois 12/1/2020
IA
Pennsylvania 1/3/2024
B
Indiana 1/3/2024
B
Rhode Island 1/3/2024
IA
Indiana 1/3/2024
IA
Rhode Island 1/3/2024
B
Iowa 1/3/2024
B
South Carolina 1/3/2024
IA
Iowa 1/3/2024
IA
South Carolina 1/3/2024
B
Kansas 1/3/2024
B
South Dakota 1/3/2024
IA
Kansas 1/3/2024
IA
South Dakota 1/3/2024
B
Kentucky 1/3/2024
B
Tennessee 11/16/2020
IA
Kentucky 1/3/2024
B
Texas 1/3/2024
B
Louisiana 1/3/2024
IA
Texas 1/3/2024
IA
Louisiana 1/10/2024
B
Utah 4/7/2023
B
Maine 1/3/2024
IA
Utah 4/10/2023
IA
Maine 1/3/2024
B
Vermont 1/3/2024
B
Maryland 1/3/2024
IA
Vermont 1/3/2024
IA
Maryland 1/3/2024
B
Virginia 1/3/2024
B
Massachusetts 1/3/2024
IA
Virginia 1/3/2024
IA
Massachusetts 1/9/2024
B
Washington 1/3/2024
B
Michigan 1/3/2024
IA
Washington 1/3/2024
IA
Michigan 1/3/2024
B
West Virginia 1/3/2024
B
Minnesota 1/3/2024
IA
West Virginia 1/8/2024
IA
Minnesota 1/3/2024
B
Wisconsin 1/3/2024
B
Mississippi 1/3/2024
IA
Wisconsin 1/3/2024
IA
Mississippi 1/3/2024
B
Wyoming 1/3/2024
B
Missouri 1/3/2024
IA
Wyoming 1/3/2024
IA
Missouri 1/3/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PARK AVENUE SECURITIES LLC (CRD#:46173)
5040 ROSWELL ROAD, ATLANTA, GA 30342
Registered with this firm since 11/30/2018
B
PARK AVENUE SECURITIES LLC (CRD#:46173)
5040 ROSWELL ROAD, ATLANTA, GA 30342
Registered with this firm since 2/20/2018
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 05/05/2008 - 03/02/2017 JACKSON NATIONAL LIFE DISTRIBUTORS LLC (CRD#:40178) DENVER, CO
IA
 09/03/2013 - 03/29/2016 CURIAN CAPITAL, LLC (CRD#:120270) DENVER, CO
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.