Individual Firm
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Sonja M Parker
Sonja Melaine Parker, SONJA MELAINE WILSON, SONJA WILSON
CRD#: 5506435
IA
B
EDWARD JONESCRD#: 250 INMAN, SC
View By:
8/5/2024
Customer Dispute
Denied
State Registrations
B
Arizona 2/7/2019
B
South Carolina 1/30/2019
B
Florida 8/24/2022
IA
South Carolina 1/30/2019
B
Georgia 4/15/2019
B
Texas 3/14/2023
B
Maryland 9/19/2024
IA
Texas 3/15/2023
B
North Carolina 4/11/2019
B
Vermont 7/2/2024
B
Ohio 4/8/2019
B
Virginia 7/27/2023
B
Pennsylvania 9/7/2021
SRO Registrations
B
B
B
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
B
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 06/12/2018 - 10/07/2018 | ST. LOUIS, MO | |
B | 07/27/2012 - 10/19/2012 | AUGUSTA, GA | |
B | 09/10/2008 - 06/13/2012 | HEPHZIBAH, GA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.