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Detailed Report
DOMINIC DANIEL CHAVEZ
CRD#: 5505191
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Investment Adviser
EDELMAN FINANCIAL ENGINESCRD#: 104510 6565 AMERICAS PKWY NE
SUITE 850
ALBUQUERQUE, NM 87110
Registration History
2008201020122014201620182020202220242026IAEDELMAN FINANCIAL ENGINES (CRD# 104510)2016 - Present (8 years)IAFINANCIAL ENGINES ADVISOR CENT... (CRD# 109238)2015 - 2016 (1 year)IATHE MUTUAL FUND STORE (CRD# 133233)2008 - 2015 (7 years)
License(s)

State Registrations

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New Mexico 11/30/2016
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Texas 11/30/2016
Current Registration(s)
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EDELMAN FINANCIAL ENGINES (CRD#:104510)
6565 AMERICAS PKWY NE SUITE 850, ALBUQUERQUE, NM 87110
Registered with this firm since 11/30/2016
Previous Registration(s)
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 06/01/2015 - 11/30/2016 FINANCIAL ENGINES ADVISOR CENTER, LLC (CRD#:109238) ALBUQUERQUE, NM
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 03/12/2008 - 06/09/2015 THE MUTUAL FUND STORE (CRD#:133233) ALBUQUERQUE, NM
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.