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Casey Rains
CASEY D RAINS, CASEY DEWAYNE RAINS
CRD#: 5504781
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 3965 US HIGHWAY 22 AND 3
LOVELAND, OH 45140
Registration History
20082010201220142016201820202022202420263 FIRMS2012 - 2014 (2 years)2 FIRMS2014 - Present (10 years)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)2008 - 2012 (4 years)IASTRATEGIC ADVISERS, INC. (CRD# 104555)2009 - 2012 (2 years)
License(s)

State Registrations

B
Arizona 5/25/2016

B
New Mexico 4/4/2022

B
Arkansas 4/4/2022

B
New York 3/14/2022

B
California 7/24/2014

B
North Carolina 9/13/2017

B
Colorado 4/10/2018

B
Ohio 7/24/2014

B
Florida 8/15/2014

IA
Ohio 7/24/2014

B
Georgia 3/2/2017

B
Oregon 10/9/2018

B
Illinois 8/13/2015

B
Pennsylvania 3/2/2017

B
Indiana 11/2/2015

B
South Carolina 6/19/2017

B
Kansas 1/7/2022

B
South Dakota 11/2/2017

B
Kentucky 8/15/2014

B
Tennessee 3/14/2023

B
Massachusetts 9/17/2014

B
Texas 9/6/2019

B
Michigan 8/14/2017

IA
Texas 10/2/2019

B
Mississippi 3/2/2017

B
Virginia 11/16/2018

B
Missouri 8/30/2018

B
Washington 12/17/2018

B
New Jersey 3/13/2019

B
Wisconsin 9/29/2020

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
3965 US HIGHWAY 22 AND 3, LOVELAND, OH 45140
8201 WELLER ROAD, CINCINNATI, OH 45242
Registered with this firm since 7/24/2014

B
J.P. MORGAN SECURITIES LLC (CRD#:79)
3965 US HIGHWAY 22 AND 3, LOVELAND, OH 45140
8201 WELLER ROAD, CINCINNATI, OH 45242
Registered with this firm since 7/24/2014

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
06/04/2012 - 07/30/2014 AMERIVEST INVESTMENT MANAGEMENT, LLC (CRD#:111514) CINCINNATI, OH
IA
06/04/2012 - 07/30/2014 TD AMERITRADE, INC. (CRD#:7870) CINCINNATI, OH
B
06/04/2012 - 07/30/2014 TD AMERITRADE, INC. (CRD#:7870) CINCINNATI, OH
IA
11/17/2009 - 05/22/2012 STRATEGIC ADVISERS, INC. (CRD#:104555) COVINGTON, KY
B
04/28/2008 - 05/21/2012 FIDELITY BROKERAGE SERVICES LLC (CRD#:7784) COVINGTON, KY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.